The following outlines the terms under which you (the undersigned) and Indie Law, LLC (“Indie Law,” “we,” or “us”) agree to work together and will take effect upon payment, after which you will be bound by this agreement (“the Agreement”).

1.0 INDIE LAW’S OBLIGATIONS

1.1 Client. By signing up for one of the packages listed at https://www.indielaw.com/tm-packages/, Indie Law will have been engaged to provide legal services to you as the owner of your business (“You”). Representation of any other entity or individual requires a separate agreement.

1.2 Scope of Representation. Indie Law will provide legal services reasonably required to represent You as part of the package outlined at https://www.indielaw.com/tm-packages/, which includes the features described in this Agreement. The legal services to be provided by Indie Law to You are the completion of a comprehensive federal trademark search, drafting of an opinion letter based on the search results, consultation time of up to thirty (30) minutes regarding the search results, preparation and filing of a trademark application, tracking that trademark application once filed, and responding to any office actions issued by the USPTO which require thirty (30) minutes of time or less to answer (“Legal Services”). If you signed up for our TM MAX package, Indie Law will additionally provide the following services: (1) the optional state filing of a limited liability company if requested, (2) responses to all office actions, even substantive ones, and (3) an additional application for a logo/stylized trademark that aligns with a words-only mark. All additional services are at an additional charge. Indie Law will perform the Legal Services called for under this Agreement, keep You informed of progress and developments, and respond promptly to inquiries and communications. You will cooperate with Indie Law, be available as requested, provide necessary declarations, promptly pay all fees and costs, and keep Indie Law informed of Your whereabouts and current street address, telephone number(s), and email address at all times. You understand this is an application process which could result in denial of your trademark application.

1.3 Limited Representation. Unless there's an agreement to the contrary in writing, Indie Law does not represent You/your business in a general capacity. Indie Law's trademark packages provide you representation through the application process. Unless Indie Law expressly agrees otherwise, Indie Law's representation of You does not extend to communicating with other parties other than the United States Patent and Trademark Office.

1.4 Communication. Indie Law will take reasonable steps to keep You informed of the progress of your matter and to respond to Your inquiries in a timely manner during representation.

2.0 CLIENT’S OBLIGATIONS

2.1 Cooperation. You agree to cooperate with Indie Law by providing timely, accurate and complete information requested by Indie Law and by reasonably considering Indie Law’s advice and instruction.

2.2 Communication. You will communicate any questions or concerns regarding the matter or Indie Law’s representation forthrightly as they arise. In the event Indie Law and You differ on the course of action to be taken during the representation, You and Indie Law will discuss such issues candidly. The ultimate decision regarding the course of action rests with Indie Law. Indie Law may withdraw from representation if, in Indie Law’s view, continuing representation would be ineffective, unlawful or unethical.

2.3 Payment. You will pay legal fees and expenses in a timely manner as provided in this Agreement.

2.4 General Terms. You understand and agree to Indie Law’s general terms of engagement and Office Procedures, and Guidelines and Expectations as provided in this Agreement.

3.0 FEES AND EXPENSES

3.1 Fees. You have agreed to a flat fee listed at https://www.indielaw.com/tm-packages/ for Indie Law’s representation. This amount will be due promptly after the signing of this agreement or according to a payment plan if selected. If, after reviewing the findings from the trademark search, you do not wish to move forward with the application, then You are entitled to receive a refund minus the cost of our comprehensive search and search report (such cost being 55% of your purchase price)—as this search and analysis is the most valuable and time-intensive aspect of our services to minimize challenges to Your application. Joseph Vitale will have primary responsibility for work on Your case and may engage contractors to assist with Your work upon Your prior approval and at agreed billing rates. When drafts of documents are sent to You for Your review, You will be responsible for responding to Indie Law within 7 (seven) days after receipt of that draft. The rules of professional conduct for attorneys in Illinois in the United States of America require that unearned clients fees advanced by clients to attorneys be kept in a separate "trust” account until the fees are earned and/or the representation terminated by either party. This is because funds held in a trust account are generally protected from a law firm's creditors and cannot be spent until earned. For these reasons funds held in a trust account are more readily available to be refunded to clients. However, clients may waive this requirement. Due to the small nature of the flat fee and the administrative issues involved with moving the money between accounts, You hereby waive the requirement and allow the funds to be deposited into Indie Law, LLC's operating account. By waiving this requirement the flat fee becomes property of Indie Law, LLC upon receipt. The legal services are completed and the flat fee is earned Indie Law provides the trademark search report and completed trademark application to Client with filing instructions. As described above, You may be entitled to partial refund if You terminate this agreement prior to the completion of these services. Furthermore, Indie Law sets internal deadlines that are typically two (2) weeks prior to the USPTO’s official deadlines to ensure sufficient time for thorough preparation and review of submissions, including but not limited to office action responses, opposition proceedings, and renewal filings. If You fail to meet our internal deadlines, You acknowledge that an additional rush fee may apply due to the need for our team to escalate the work on short notice to meet the USPTO’s filing requirements.

3.2 Expenses. You will be billed for expenses incurred in connection with the legal services, subject to Your prior approval. These charges may include postage, delivery fees, or other fees associated with services performed on Your behalf. Indie Law may pay minor expenses and send You an invoice with the charges. For any substantial expenses, you agree to pay the fees and expenses directly, and you authorize Indie Law to have those expenses billed directly to You.

3.3 Advance Payment. Indie Law will not require advance payment for this matter. Should any advance payments be made, however, such advance payments will be handled according to the section below.

3.4 Trust Account. If advance payments are made, the advance payment, as well as any future advances, is held in a trust account for You, and it will be used to pay the fees and/or expenses incurred. You authorize Indie Law to use the funds held in trust for You to pay the fees and other charges as they are incurred. Payments from the fund will be made upon Indie Law providing You with a statement showing billed charges. The advance payment is not an estimate of total fees and costs, but merely an advance for security.

3.5 Attorney Referral Arrangement. If another attorney has recommended Indie Law’s services to You, we hereby disclose that a referral arrangement may be in place with that referring attorney. In such cases, the referring attorney is entitled to receive a fee of $600 for referring this matter to Indie Law, LLC. You agree to this arrangement and that the associated fees are fair.


4.0 DISCLAIMER AND TERMINATION

4.1 Disclaimer of Guarantee and Estimates. Nothing in this agreement and nothing in Indie Law’s statements to You will be construed as a promise or guarantee about the outcome of the matter. Indie Law cannot make any such promises or guarantees, and any statements or other comments about the outcome of a matter are expressions of opinion only. Any estimate of fees given by Indie Law is not a guarantee, as actual fees may vary from estimates provided at the beginning of a matter. Any fees beyond the estimated fees will be discussed with You in advance.

4.2 Termination of Services. You have the right to terminate Indie Law’s representation at any time by notifying Indie Law in writing. Indie Law will have the right to withdraw from representing You at any time with Your consent, or for good cause without Your consent; for example, if You do not honor the terms of this letter, if You fail or refuse to cooperate with Indie Law, to follow Indie Law’s advice on a material matter, or if Indie Law becomes aware of any fact or circumstance that would, in Indie Law’s opinion, render continuing representation ineffective, unlawful or unethical. In the event services are terminated by either of us, You agree to pay the reasonable fees for professional services performed to the date of termination or in connection with an orderly transition, including costs and expenses.

5.0 GENERAL PROVISIONS AND OFFICE PROCEDURES

5.1 General Provisions. This Agreement sets forth the entire understanding of the parties. Any amendments must be in writing and signed by both parties. This Agreement will be construed under Illinois law. If any part of this Agreement is held invalid, illegal, or unenforceable, all remaining portions of this Agreement will remain binding and construed so as to effectuate the original intent and purpose of this Agreement.

5.2 Attorney-Client Relationship and Privilege. Indie Law’s duty is to act in your best interests and to maintain the confidentiality of privileged communications and other privileged information shared with you. Accordingly, Indie Law will not share information about your matters with anyone else without your express permission. With your prior permission only, Indie Law may publicly identify you as a client of the firm with Indie Law’s other clients, but will not divulge privileged information about the representation. If our representation includes filing documents with government agencies, such as the Secretary of State, Department of Labor or Division of Unemployment Security, information about you and the attorney-client relationship may become a public record. We will discuss with you in advance the implications of any such filings.

5.3 Conflicts. It is possible that a conflict or potential conflict of interest may arise related to our engagement with you. In that event, we will notify you and discuss whether Indie Law needs a waiver of such conflict from you and another client in order to continue with the representation, or whether Indie Law must withdraw from representation of both clients due to our ethical obligations to each of you.

5.4 Change of Address or Contact Information. To represent you effectively, it is essential that we be able to contact you in a timely manner. You agree to keep your contact information current with us during our representation.

5.5 Email Correspondence. Indie Law routinely sends and receives information via email. The internet does not provide a totally secure method of communication, and email may be copied and held by any computer through which it passes. Persons not participating in the communication may intercept emails, and emails stored on computers may be accessed by unauthorized parties. If you would prefer that we not communicate with you via email or would like to share files through an encrypted, password-protected system, please let us know at any time.

5.6 Document Retention and Paperless Office. Some materials related to our representation belong to Indie Law (e.g. administrative records, time and expense reports, personnel materials, and credit and accounting records) and will be handled in accordance with our document retention policy. Other materials (i.e. documents provided to Indie Law by you and the final version of documents that we have created for you) are considered client files and belong to you. It is our policy to maintain records in electronic form whenever possible. At the conclusion of our representation, we will have the option of either (a) providing you with an electronic copy of your files along with any physical files we may have and deleting the electronic files in our records or (b) retaining your file for ten (10) years or such longer period as required by statute or Indie Law’s document retention policy. Original documents will be provided to you for safe keeping. At any time that you request it in writing, we will return your file to you or any other person designated by you. If, at your request, we retain your client files beyond the conclusion of our representation or their normal period of retention, such long-term storage will be at your cost. If you have not requested that we return your file or made arrangements for long-term storage, we may delete, destroy or otherwise dispose of your client files at the conclusion of our representation or after the retention period. For electronic files, Indie Law maintains on-site and secure, encrypted, off-site backup data storage.

5.7 Disclaimer of Tax Advice. In accordance with Treasury Department Circular 230 and requirements imposed by the Internal Revenue Service, you are notified that any opinion or other legal counsel provided to you by Indie Law is not offered as tax advice. In the event that it is deemed to be tax advice, such tax advice is not provided to avoid penalties under the Internal Revenue Code or to promote, market, or recommend any information as tax advice to another party.

GUIDELINES AND EXPECTATIONS

Please note our guidelines and expectations with respect to Indie Law’s trademark services.

#1: Our Comprehensive Search Results and Analysis Report
After we’ve received certain information from you about your trademark, we will conduct a comprehensive search of the United States Patent and Trademark Office (“USPTO”) database, as well as a general online search. We will include those findings in a report to you. That report will advise you of any risks or potential barriers that we think you may face with a trademark registration application.

#2: Our Indie Law Promise
If we’re not successful in getting your trademark registered, your next one is 100% on us (including filing fee for ONE class). And for our TM MAX clients, Indie Law will respond to ALL trademark office concerns throughout the application process. Despite our best efforts, however, Indie Law cannot guarantee that your trademark application will be accepted by the USPTO. There is always a possibility that the USPTO will refuse the application based on grounds that are mentioned or not in our search results letter. No refunds will be given for trademark applications that are refused.

#3: Preparing a Solid Application Can Take Time
Our goal is to submit your trademark application within two weeks of signing up with Indie Law (or, if you have multiple trademark application requests, within 15 days of our start date on any subsequent applications). That said, there is a lot of attention that goes into preparing your application. We want to do everything we can to make the application process relatively quick and seamless so that you have a powerful registration in place that offers maximum protection for your trademark. In order to get your application(s) in top-notch shape, it may require a series of back and forth between you and our team to make sure we are on the same page and that we have the information we need.

#4: Keeping You Posted with Status Updates
Once we submit your application, we will keep you posted as the application works its way through the trademark office. Whenever there’s a significant update to your application, even if no action is required on your end, we’ll be sure to let you know.

#5: Responding to Office Actions
It is common for trademark applications to receive some sort of “office action,” or notice from the USPTO requiring a response, before your trademark can be registered with the USPTO. Many office actions can be resolved easily. To the extent that your application receives a “non-substantial” office action, Indie Law will respond to them on your behalf under your plan — at no extra cost to you. Sometimes, office actions are received that would require a substantial amount of time and work to respond. In most cases, these substantial office actions refuse your application and allow for a response to overcome the refusal. With our Indie Law Guarantee, any response to such a “substantial” office action is also covered in your plan. If your application does receive a substantial office action, we will send you a letter summarizing what that office action says and what your options are generally. We will also provide a letter of opinion, in which we'll perform a closer examination of the office action and your application. We'll advise you on whether or not we think a response would be successful and what arguments would be included in such a response.

#6: Registration Followup
If your trademark application is successful and your trademark becomes registered (yay!), we will notify you promptly. We have a packet of information, next steps, and other goodies so that you can confidently use and protect your registered trademark.

#7: Registration Monitoring
Once you have a trademark registration in place, Indie Law can monitor that trademark on a monthly basis and let you know of any potential infringers or similar trademarks that have been applied for.